How to open an investment company
Video: Building an Investment Company | Steve Merrell 2024, July
An investment company is an organization licensed by the FSFM (Federal Service for Financial Markets of Russia), which has the right to conduct dealer or brokerage operations. Simply put, it issues and sells securities, raising funds from investors. The finances collected in this way are then invested in stocks and securities of other enterprises and corporations. So investment companies finance many areas of today's economy.
Instruction manual
1
Perhaps, investment companies for Russia are a fairly young type of activity. However, in other countries, USA, Japan, Europe, investment markets are sufficiently developed, which allows the domestic investment business to successfully develop. Typically, investment companies in Russia open up as open joint stock companies, which makes the issue (turnover) of securities more free and leads to more successful operations.
2
In order to open an investment company, select the legal form of the future company, hold a general meeting of shareholders, draw up the minutes of the meeting, and develop a package of constituent documents.
3
Submit a copy of the meeting decision, certified by a notary, to the local tax authority along with an application for registration of a legal entity - an investment company. Based on the received registration documents, register the company with all extrabudgetary funds.
Open a bank account.
4
Prepare and submit the necessary documents to the licensing department of the FSFM to obtain a license for your type of activity. In the case of a positive decision, the license is issued without a time limit (Order of the Federal Service for Financial Markets dated July 20, 2010 No. 10-49 / pz-n “On Approval of the Regulation on License Requirements and Conditions for Carrying Out Professional Activities in the Securities Market”).
5
In accordance with Federal Law No. 39-FZ “On the Securities Market”, you can obtain a license for dealer, brokerage, deposit activities or securities management activities. Receive notification of the decision to grant licenses to your investment company; get an extract from the register of licenses, where the numbers of the license blanks and the license blanks of the investment company are indicated.
Select competent staff and form the staff of the investment company.
